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How does your FDA PMA for a class III device get through filing, panel and inspection?

We support medical device and IVD manufacturers through premarket approval (PMA) under 21 CFR Part 814, from evidence strategy to the conditions of approval. The FDA requires independent proof of safety and effectiveness, with effectiveness resting principally on well-controlled investigations.

Overview

Where does a PMA stall before the FDA decides?

Premarket approval for class III medical devices and IVD · 21 CFR Part 814 Subparts A to E · FD&C Act Sec. 515 · 21 CFR 860.7 · FDA guidance on modular review, acceptance and filing, benefit-risk and post-approval studies

Last updated: October 31, 2026

A PMA is not reviewed against a comparison device. The FDA asks for valid scientific evidence that the device is safe and effective for its intended use (21 CFR 860.7), and for manufacturing, labeling and study conduct that support that evidence. Each of these questions can hold up the application.

  • Effectiveness is not shown by controlled investigations. Under 21 CFR 860.7(e)(2), evidence of effectiveness consists principally of well-controlled investigations; isolated case reports, random experience and unsubstantiated opinions are not valid scientific evidence (860.7(c)(2)). A PMA that rests on a single investigation needs a separate justification under 21 CFR 814.20(b)(7).
  • The studies do not meet the formal requirements. For investigations in the United States, 21 CFR 814.20(b)(6)(ii) requires statements on IRB review, informed consent and Part 812; for investigations outside the United States, 21 CFR 812.28 and good clinical practice apply. If a study was not conducted so that the rights and safety of subjects were protected or the data are reliable, the FDA may deny approval (814.45(a)(5)).
  • The application does not pass acceptance. Under 21 CFR 814.42(a), the FDA decides within 45 days whether the PMA is filed for review; according to the guidance of December 16, 2019, this includes an acceptance review of 15 calendar days against a checklist. The 180-day review period only starts on the filing date (814.42(b)).
  • Manufacturing is not ready for inspection. With an approvable letter, the FDA can make approval conditional on an inspection that finds manufacturing in compliance with Part 820 (814.44(e)(1)(iii)); an applicant who does not permit the inspection risks denial (814.45(a)(3)).

Industries

What this means in your industry

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Medical Devices

What applies
21 CFR Part 814 with evidence under 21 CFR 860.7: nonclinical studies under Part 58 and clinical investigations under Part 812 or, outside the United States, under 812.28.
Who audits
The FDA, for most devices CDRH; for devices regulated by CBER or CDER, their submission route applies (21 CFR 814.20(h)).

IVD

What applies
The same regulations; 21 CFR 860.7(d)(2) expressly lists analytical studies for in vitro diagnostic devices among the evidence of safety.
Who audits
The FDA, depending on the device CDRH or CBER, with the submission route under 21 CFR 814.20(h).

Services

How we support you

PMA application under 21 CFR 814.20

Building the application with summary, device description, manufacturing information, reference to standards, nonclinical studies under Part 58, clinical investigations, bibliography, draft labeling, financial disclosure under Part 54 and information on pediatric patients. Where an item is omitted, the justification under 814.20(d) stands as a separate section of the application.

Modular PMA

Drafting the shell with the content and date of each module, agreement with the FDA review team before formal submission, modules for instance on nonclinical studies and engineering, separate modules for manufacturing and bioresearch monitoring, and the final module with clinical data, labeling and SSED. The basis is FD&C Act Sec. 515(c)(4) and the guidance of January 13, 2025.

Filing and review

Pre-check against the acceptance review checklist, request for the day-100 meeting under FD&C Act Sec. 515(d)(3), responses to questions as amendments under 21 CFR 814.37 and to approvable or not approvable letters. Every response cites its location in the application and keeps the 180 days in view after which the FDA treats an unanswered PMA as withdrawn.

Advisory panel

Preparation for a public advisory committee meeting under 21 CFR 814.44(b) and Part 14: key messages on benefit and risk, answers to the questions the panel is likely to ask, alignment with the FDA presentation. Whether a PMA goes to a panel is the FDA's decision; on the applicant's request it refers the PMA unless the application substantially duplicates information a panel has already reviewed (814.44(a)).

What it comes down to

A PMA is the application for approval of a class III device. The FDA reviews it without a comparison device: it asks whether valid scientific evidence provides reasonable assurance that the device is safe and effective for its intended use (21 CFR 860.7). The outcome is an approval order with conditions that bind manufacturing, labeling and advertising (21 CFR 814.80).

Between receipt and decision there are fixed stations. The FDA files the application for review, may refer it to an advisory panel that meets in public (21 CFR 814.44(b)), and answers with approval, an approvable letter, a not approvable letter or denial. If the applicant does not respond in writing to a request for an amendment or to one of these letters within 180 days, the PMA is considered withdrawn (814.44(g)).

How the application reaches the FDA is the applicant's choice.

Traditional PMAModular PMA
What is submittedthe complete application under 21 CFR 814.20 at oncemodules following a shell agreed in advance, the last one with clinical data, labeling and SSED
When the FDA reviewsfrom receipt of the complete applicationeach module on its own, FDA goal: a response within 90 days
When the 180 days starton filingon filing after the final module, typically the date that module is received
When it fitswhen all data are available at the same timewhen the clinical investigation is at an early stage and the design is fixed

Inspections accompany the PMA in two places: in manufacturing, whose compliance with Part 820 the FDA can make a condition of approval, and in the records pertinent to the PMA (if applicable) it can verify at the same time (21 CFR 814.44(e)(1)(iii)); the modular PMA keeps the bioresearch monitoring information in a separate module. How the preapproval inspection works is described on the page FDA Inspection Readiness & QMSR.

Outside this page lie the choice between 510(k), De Novo and PMA on the page FDA Strategy & Pathways, the other two routes on the pages 510(k) Premarket Notification and De Novo Classification, the requirements of the HDE, the decision on PMA supplements for changes and the inspection itself.

Our approach

Our approach

01

Plan the evidence

An evidence plan in which every claimed indication is supported by well-controlled investigations or by other valid scientific evidence with a justification.

02

Choose the submission format

A decision between a traditional and a modular PMA; for the modular route, a shell with a schedule agreed with the FDA.

03

Pass acceptance

An application that passes acceptance review and filing; the 180 days start on the filing date.

04

Support review and panel

Answered questions, a prepared panel and, where the FDA requires it, a passed preapproval inspection.

05

Implement the approval

An approval order whose conditions are anchored in manufacturing, labeling, studies and reports.

Common pitfalls

Where projects commonly fail

A modular PMA is chosen for an application that is nearly complete.

If the final module is six months away or less, the FDA may consider modular review inappropriate under the guidance of January 13, 2025, and it recommends a traditional PMA when modules would arrive in close succession. The same applies while the design is still changing: a major change to the device reopens closed modules.

The clinical data come only from Europe.

A PMA based solely on data from outside the United States may be approved under 21 CFR 814.15(b) if the data apply to the U.S. population and U.S. medical practice, the investigators are of recognized competence and the data can be validated with or without an FDA inspection. Arguing this only during review is arguing it too late; 814.15(c) encourages a meeting before submission.

A major amendment arrives unsolicited.

New study data or new analyses during review can extend the review period by up to 180 days (21 CFR 814.37(c)(1)); the modular review guidance warns that this also delays the FDA response there.

The post-approval study is planned only after approval.

According to its guidance of October 7, 2022, the FDA wants to agree the protocol with the applicant during PMA review and write enrollment and completion targets into the approval order; failing to meet a postapproval requirement is a ground for withdrawal of approval under 21 CFR 814.82(c).

Regulatory Affairs

Do any of these pitfalls apply to you?

In a first call we assess your situation and say what needs clarifying first in your case. Without obligation, reply usually within one working day.

FAQ

Frequently asked questions

Under 21 CFR 814.1(c), class III devices that were not on the market before May 28, 1976, and are not substantially equivalent to a device marketed then or classified into class I or II, class III types for which a regulation or order under FD&C Act Sec. 515(b) requires a PMA, and certain devices formerly regulated as new drugs. Which route applies in an individual case is settled by the pathway decision.

Sources
  • 21 CFR Part 814 Subparts A to E and H, §§ 814.1 to 814.84 and 814.100 (eCFR, current as of October 29, 2026): https://www.ecfr.gov/current/title-21/chapter-I/subchapter-H/part-814
  • 21 CFR 860.7 (eCFR, current as of October 29, 2026): https://www.ecfr.gov/current/title-21/chapter-I/subchapter-H/part-860/subpart-A/section-860.7
  • 21 CFR 812.28 (eCFR, current as of October 29, 2026, via the reference in 21 CFR 814.15 and 814.20)
  • Federal Food, Drug, and Cosmetic Act Sec. 515, 21 U.S.C. 360e (U.S. Code, 2024 edition, govinfo)
  • FDA Guidance: Premarket Approval Application and Humanitarian Device Exemption Modular Review (January 13, 2025): https://www.fda.gov/media/73513/download
  • FDA Guidance: Acceptance and Filing Reviews for Premarket Approval Applications (PMAs) (December 16, 2019): https://www.fda.gov/media/83408/download
  • FDA Guidance: Factors to Consider When Making Benefit-Risk Determinations in Medical Device Premarket Approval and De Novo Classifications (August 30, 2019): https://www.fda.gov/media/99769/download
  • FDA Guidance: Procedures for Handling Post-Approval Studies Imposed by Premarket Approval Application Order (October 7, 2022): https://www.fda.gov/media/71327/download
  • FDA Draft Guidance: Electronic Submission Template for Premarket Approval Applications (PMAs) (September 18, 2026, draft): https://www.fda.gov/media/194874/download

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Regulations & standards considered

  • FD&C Act Sec. 515, 21 U.S.C. 360e (premarket approval, including modular submission under (c)(4) and the day-100 meeting under (d)(3))
  • 21 CFR 814.1 and 814.3 (scope and definitions of the PMA)
  • 21 CFR 814.15 (clinical data from investigations outside the United States)
  • 21 CFR 814.20 (content of the PMA application)
  • 21 CFR 814.37 (PMA amendments, major amendment)
  • 21 CFR 814.40 to 814.47 (review period, filing, review, denial, withdrawal, suspension)
  • 21 CFR 814.80 to 814.84 (postapproval requirements and reports)
  • 21 CFR Part 814 Subpart H (humanitarian device exemption, reference only)
  • 21 CFR 860.7 (valid scientific evidence, determination of safety and effectiveness)
  • 21 CFR 812.28 (clinical investigations outside the United States, good clinical practice)
  • FDA guidance: Premarket Approval Application and Humanitarian Device Exemption Modular Review (January 13, 2025)
  • FDA guidance: Acceptance and Filing Reviews for Premarket Approval Applications (PMAs) (December 16, 2019)
  • FDA guidance: Factors to Consider When Making Benefit-Risk Determinations in Medical Device Premarket Approval and De Novo Classifications (August 30, 2019)
  • FDA guidance: Procedures for Handling Post-Approval Studies Imposed by Premarket Approval Application Order (October 7, 2022)
  • FDA draft guidance: Electronic Submission Template for Premarket Approval Applications (PMAs) (September 18, 2026, draft)

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